J385: Communication Law Home Page


I. THE CDA'S INDECENCY RESTRICTIONS CONSTITUTIONALLY
ADVANCE THE GOVERNMENT'S INTERESTS IN PROTECTING CHILDREN
AND IN ENSURING THAT PERSONS ARE NOT DETERRED FROM USING THE
INTERNET AND OTHER INTERACTIVE COMPUTER SERVICES

Congress enacted the Communications Decency Act of 1996 (CDA)
Pub. L. No. 104-104, 110 Stat. 133, to protect children from
exposure to sexually explicit material that is now widely
disseminated on the Internet. Equally significant, Congress
sought to make the Internet a resource that all Americans could
use without fear that their children would be exposed to the
harmful effects of indecent material. The CDA's restrictions on
indecent communications constitutionally advance those interests.
They prohibit persons from transmitting indecent material to
children, while affording significant opportunities for adults to
disseminate indecent material to other adults. Applying the
principles that this Court has developed in other contexts, the
CDA's restrictions are therefore facially constitutional.

A. This Court Has Developed Several Principles For
Evaluating The Constitutionality of Restrictions on Indecent
Communications In Various Contexts

This Court has not previously addressed the standards for judging
the constitutionality of government restrictions on the
communication of indecent material over the Internet or other
interactive computer services. This Court has, however,
developed principles for assessing restrictions on the
dissemination of indecent material in other contexts. Those
principles should guide the Court's analysis in this case as
well. After identifying the basic principles in this part of the
brief, we shall explain in the succeeding parts why the CDA
provisions that the district court enjoined are constitutional
under those principles.

1. First, because children generally do not possess the same
capacity as adults to make informed choices about whether to view
indecent material, and because such speech may have deep and
harmful effects on children that cannot readily be undone, there
is no First Amendment right to distribute indecent material to
children. Thus, government regulation that prohibits the
dissemination of indecent material to children, while not
prohibiting dissemination to adults, is fully consistent with the
First Amendment.

Ginsberg v. New York, 390 U.S. 629 (1968), establishes that
principle. There, the court rejected a First Amendment challenge
to the constitutionality of a criminal statute that punished the
sale to minors of sexually explicit magazines that were "patently
offensive to prevailing standards in the adult community as a
whole with respect to what is suitable material for minors." Id.
at 633. In sustaining that statute, the Court found it
sufficient that the State could rationally conclude that exposure
to such material was harmful to minors. Id. at 641. As this
Court has subsequently explained, Ginsberg holds that bookstores
and movie theaters "may be prohibited from making indecent
material available to children." FCC v. Pacifica Foundation, 438
U.S. 726, 749 (1978); id. at 758 (Powell, J., concurring in part
and concurring in the judgment). Such entities may withhold
indecent material from children, but still sell it to adults.
Ibid.

2. Second, when the dissemination of indecency to adults poses a
substantial risk that children will be exposed to the material,
government may channel the indecent communications so as to
minimize the risk of children being exposed. Pacifica best
illustrates that principle. There, the Court upheld an FCC
decision holding that a radio station could be sanctioned for an
afternoon broadcast of a comedy routine containing a stream of
sexually explicit words. The Court explained that "broadcast
media have established a uniquely pervasive presence in the lives
of all Americans," 438 U.S. at 748; that "[p]atently offensive,
indecent material presented over the airwaves confronts the
citizen, not only in public, but also in the privacy of the
home," ibid.; that "prior warnings cannot completely protect the
listener or viewer from unexpected program content," ibid.; that
"broadcasting is uniquely accessible to children," id. at 749;
that the FCC had not "intended to place an absolute prohibition
on the broadcast of [indecent] language, but rather sought to
channel it to times of day when children most likely would not be
exposed to it," id. at 732-733; and that "[a]dults who feel the
need may purchase tapes and records or go to theaters and
nightclubs to hear these words," id. at 750 & n.28.

Similarly, in Denver Area Educational Telecommunications
Consortium v. FCC, 116 S. Ct. 2374 (1996), the Court upheld a
provision permitting cable system operators to prohibit patently
offensive programming over leased access channels. A plurality
of the Court did so on the authority of Pacifica, reasoning that
cable television poses the same serious and pervasive risk of
exposing children to indecent material as broadcast stations. Id.
at 23862388.

3. Third, government may adopt reasonable zoning schemes to
address the secondary effects of sexually explicit
communications. City of Renton v. Playtime Theatres, Inc., 475
U.S. 41 (1986) and Younq v. American Mini Theatres, Inc., 427
U.S. 50 (1976), establish that point. In City of Renton, the
Court upheld a zoning ordinance that prohibited theaters that
show sexually explicit adult movies from locating within 1000
feet of any residential zone, single or multiple family dwelling,
church, park, or school. 475 U.S. at 44-45. In Young, the Court
upheld a zoning ordinance that prohibited movie theaters that
show sexually explicit movies from locating within 1000 feet of
any similar establishment or within 500 feet of a residential
area. 427 U.S. at 52. A majority of the Court agreed on a
rationale for those decisions in city of Renton. The Court
explained that zoning restrictions on businesses that purvey
sexually explicit material are constitutional when they are aimed
at the secondary effects of such businesses (such as crime, loss
of retail trade, reductions in property values, and reduced
quality of urban life), and when they allow for reasonable
alternative avenues of communication. 475 U.S. at 47-50. The
latter inquiry, moreover, focuses on whether the regulation
leaves open alternative locations as a legal matter, not whether
sites are currently on the market or are commercially viable.
Id. at 53-54.

4. Fourth, government generally may not adopt an outright ban
on the dissemination of indecent material to adults. Sable
Communications of Cal., Inc. v. FCC, 492 U.S. 115 (1989),
illustrates that principle. In that case, the Court held
unconstitutional a legal prohibition against any dissemination of
indecent telephone messages for commercial purposes (dial-a-
porn). Although the Court acknowledged that the government had a
"compelling interest" in protecting children from dial-a-porn,
id. at 126, it rejected the government's argument that a flat ban
on such messages was appropriate to vindicate that interest. The
Court explained that "the government may not 'reduce the adult
population ... to ... only what is fit for children.'" Id. at
127-128. The Court also emphasized that the FCC had "determined
that its credit card, access code, and scrambling rules were a
satisfactory solution to the problem of keeping indecent dial-a-
porn messages out of the reach of minors," ibid., and that there
was no evidence to suggest that reliance on such measures would
not protect all but "the most enterprising and disobedient young
people," id. at 130. Because there was an alternative to a flat
ban that would have effectively vindicated the government's
interest in protecting children, Sable does not resolve whether
an outright prohibition is permissible when there is no
reasonably effective alternative.

5. Finally, when government restrictions substantially burden or
deter adult access to indecent communications, and a
significantly less burdensome alternative will satisfy the
government's interests equally well, the government must choose
the less burdensome alternative. Denver Area illuminates that
principle. There, the Court held unconstitutional a provision
that required cable operators to segregate and block patently
offensive sex-related material appearing on leased channels, to
unblock the channel within 30 days of a subscriber's written
request, and to reblock within 30 days of such a request. 116 S.
Ct. at 2390-2391. In invalidating that provision, the Court
emphasized its "obvious restrictive effects": the significant
delays required subscribers to engage in considerable advance
planning; the written notice requirement could deter subscribers
who feared release of their identities; and the additional costs
and burdens could encourage cable operators to ban programs they
might otherwise be inclined to show. Id. at 2391. The Court also
stressed that Congress had recently adopted an alternative
approach for unleased cable channels that was "significantly less
restrictive," and the record did not explain how Congress could
conclude that its more recent approach would be effective for
unleased channels but ineffective for leased channels. Id. at
2392.

6. Applying the principles discussed above, the CDA's
transmission and specific child provisions are constitutional
under the Ginsberg principle. The display provision is
constitutional under both the Pacifica and Renton principles.
None of the CDA's restrictions operates as a flat ban, and there
is no equally effective way to serve the government's vital
interests. The CDA's restrictions therefore do not violate the
principles of Sable or Denver Area.(5)

B. The Transmission And Specific Child Provisions Are
Facially Constitutional

1. The transmission provision forbids any person from using a
"telecommunications device" to "knowingly * * * make[], create
[], or solicit[], and * * * initiate[] the transmission of" any
"communication which is * * * indecent, knowing that the
recipient of the communication is under 18 years of age." 47
U.S.C. 223 (a) (1) (B) (emphasis added). By its terms, that
prohibition applies only in situations in which a person
transmits indecent material to another person, knowing that
person is under 18. For example, if an adult learned that one of
the participants in a chat room was under 18, and then sent a
private indecent communication to that individual by e-mail, the
transmission provision would be violated.

As that example illustrates, to comply with the transmission
provision, persons need not refrain from communicating indecent
material to adults; they need only refrain from disseminating
such materials to persons they know to be under 18. The
transmission provision is therefore precisely tailored to meet
the government's interest in shielding children from indecent
material. At the same time, the provision does not prohibit
communications between adults.

The transmission provision is essentially no different from the
prohibition on the sale of indecent material to minors upheld in
Ginsberg. Like that prohibition, the transmission provision
directly prevents the dissemination of indecent material to
children without restricting adult access to that material. The
district court therefore erred in enjoining its enforcement.

2. The same is true of the specific child provision, which
prohibits persons from "knowingly * * * us[ing] an interactive
computer service to send" patently offensive sexually explicit
material "to a specific person or persons under 18 years of age."
47 U.S.C. 223(d)(1)(A) Like the transmission provision, the
specific child provision applies only to situations in which a
person sends indecent material to someone he knows to be under
16. Because the provision is aimed at messages knowingly
directed to minors, it does not prohibit adult-to-adult
communications, and the district court erred in enjoining its
enforcement.(6)

3. In their responses to our jurisdictional statement, appellees
did not contend that the transmission and specific child
provisions are facially unconstitutional if construed as we have
suggested. Appellees instead contended that those provisions
should be construed far more expansively to reach any
communication "that might be seen by any minor." ACLU Mot. to
Aff. 26. That interpretation, however, reads the "knowledge"
requirement out of the transmission provision and the "knowledge"
and "specific" requirements out of the specific child provision.
Because appellees, interpretation cannot be squared with the text
of the provisions, it must be rejected.

Nor do those provisions penalize the sending of an indecent
message to a place in cyberspace where minors would have the
ability to obtain it (ACLU Mot. to Aff. 26-27 ). That conduct is
addressed by the display provision, which prohibits the use of a
computer "to display in a manner available" to children sexually
explicit material. 47 U.S.C. 223(d)(1)(B). The transmission and
specific child provisions have a narrower scope. Their terms
require that the person initiating the indecent communication
must know that a specific recipient of his message is under 18.

Appellees contend (ACLU Mot. to Aff. 26) that the knowledge
requirement in the specific child provision requires only
knowledge that a computer is being used, not knowledge that the
specific child receiving the message is under 18 years of age.
Under basic principles of statutory construction, however, the
knowledge requirement applies to both elements of the offense.
The specific child provision applies to:

(d) Whoever --

(1) in interstate or foreign communications knowingly
--
(A) uses an interactive computer service to send
to specific person or persons under 18 years of age,

any * * * communication, that, in context, depicts or
describes in terms patently offensive * * * sexual or
excretory activities or organs.

Because the use-of-computer requirement and the under-18
requirement appear in the same clause, and because the knowledge
requirement introduces that clause, it is perfectly natural to
read the knowledge requirement as applying to both elements.
Moreover, any ambiguity must be resolved by resort to the
"presumption" that "a scienter requirement should apply to each
of the statutory elements which criminalize otherwise innocent
conduct." United States v. X-Citement Video, Inc., 115 S. Ct.
464, 467-469, 472 (1994).

The transmission and specific child provisions therefore should
be construed in the manner we have suggested. As so construed,
they raise no serious constitutional question.

C. The Display Provision Is Facially Constitutional

The display provision prohibits the use of an interactive
computer service to "display" indecent material "in a manner
available" to those under 18. 47 U.S.C. 223(d)(1)(B). Because
information posted in public portions of the Internet, such as
the World Wide Web, newsgroups, or chat rooms, may be
automatically "available" to children as well as adults, the
display provision has the potential to affect adult-to-adult
communication. A person has a "defense to a prosecution,"
however, if he restricts access to indecent materials "by
requiring use of a verified credit card, debit account, adult
access code, or adult personal identification number," 47 U.S.C.
223(e)(5)(B) or otherwise takes, "in good faith, reasonable,
effective, and appropriate actions * * * to restrict or prevent
access to minors," 47 U.S.C. 223(e)(5)(A). When read together
with the statutory defenses, the display provision therefore
permits persons to post indecent material on the Internet so long
as they condition access on the use of credit cards or other
adult identification devices, or otherwise employ "reasonable,
effective, and appropriate" measures to ensure that their
materials are not available to minors. In that way, Congress
sought to keep sexually explicit materials on the Internet away
from children, while providing significant opportunities for
adults who are so inclined to receive such materials.

1. a. The approach Congress enacted is constitutional under
Pacifica. Like broadcast stations, the Internet is establishing
an increasingly "pervasive presence" in the lives of Americans.
438 U.S. at 748. As many as 40 million people in the world use
the Internet today, and that figure is expected to grow to 200
million by 1999. J.S. App. 13a. And while precise figures are
not available, the district court found that approximately 60% of
the host computers linked to the Internet are located in the
United States. Ibid. Like indecency presented on broadcast
stations, indecent material presented over the Internet
"confronts the citizen * * * in the privacy of the home." 438
U.S. at 748. Like broadcast stations, the Internet "is uniquely
accessible to children." Id. at 749. Indeed, as Congress
recognized, children have become "the computer experts in our
Nation's families." 141 Cong. Rec. S8332 (daily ed. June 14,
1995) (remarks of Sen. Coats). As was true in Pacifica, Congress
has not attempted to forbid all indecent communications. Just as
the FCC sought to channel indecent broadcasts "to times of the
day when children most likely would not be exposed to it," 438
U.S. at 732-733, so Congress has sought in the CDA to channel
indecent communications to places on the Internet where children
are unlikely to obtain it. And, as was the case in Pacifica,
adults who have a desire for indecent material may obtain access
to such material in other ways. Id. at 750 & n.28. In addition to
attending live theater and nightclubs, adults interested in
indecent material can purchase tapes, compact discs, books,
magazines, videotapes, and CD Roms.

Moreover, in important ways, there is a stronger justification
for the restriction at issue here than there was for the one
approved in Pacifica. Because millions of people disseminate
information on the Internet without the intervention of editors,
network censors, or market disincentives, the indecency problem
on the Internet is much more pronounced than it is on broadcast
stations. The record in this case demonstrates the seriousness
of the problem. it shows that sexually explicit material, "from
the modestly titillating to the hardest-core, 11 J.S. App. 47a,
is widely available on the Internet, and that computer-literate
children can easily find and retrieve it. The government's
expert, Howard A. Schmidt, the director of the Air Force's
computer crimes investigations office, testified at length
concerning the ease with which sexually explicit materials can be
retrieved through the Internet and other interactive computer
services. See Schmidt Decl. paragraphs 7-10, 13-32, 36-37, 38-
39. Search terms such as "xxx," id. paragraphs 7-10, "xxx sex,"
paragraphs 19-23, "adult porn," id. paragraph 37, and "porn
pictures," id. paragraph 38, retrieved long lists of sites
containing sexually explicit pictures. Each retrieved site
contained links to other equally explicit sites, and access to
those sites could be obtained simply by clicking with a computer
mouse on the highlighted portion identifying the linked site.
See, e.g., Schmidt Decl. paragraphs 10, 21(a), 35, 40. Sexually
explicit material can also be accidentally retrieved by search
terms that have no necessary sexual connotation, such as
"Jasmine," "Sleeping Beauty," and "Little Women." Id. paragraphs
33-35; DX 13A; 3/22/96 Tr. 26:14-29:21, 35:1-37:18. Schmidt's
declaration is accompanied in the record by a notebook which
contained printouts of each screen that he described in his
declaration. That notebook graphically illustrates the
dimensions of the problem.

The widespread availability of sexually explicit material on the
Internet and other interactive computer services has a
significance beyond the direct risk posed by such material to the
psychological well-being of children.(7) Unless steps are taken
to restrict the availability of such material to children,
parents and schools may be deterred from permitting children to
use interactive computer services. Indeed, many parents may be
deterred from bringing the Internet into their homes at all.

The "American people have always regarded education and
acquisition of knowledge as matters of supreme importance." Meyer
v. Nebraska, 262 U.S. 390, 400 (1923). That fundamental value
reflects "[b]oth the importance of education in maintaining our
basic institutions, and the lasting impact of its deprivation on
the life of the child." Plyler v. Doe, 457 U.S. 202, 221 (1982).
As a result, parents and their children have a profound interest,
protected by the First Amendment, in receiving information and
acquiring knowledge. See Kleindienst v. Mandel, 408 U.S. 753,
763 (1972); Red Lion Broadcastincr Co. v. FCC, 395 U.S. 367, 390
(1969); Meyer, 262 U.S. at 399-401. The Internet has unmatched
potential to facilitate that interest.

Much of the Internet's potential as an educational and
informational resource will be lost, however, if substantial
numbers of people are unwilling to avail themselves of its
benefits because they do not want their children exposed to
patently offensive material.(8) The result will be to exclude
those children from an equal opportunity to participate in the
promise of our new technological age. The government therefore
not only has a compelling interest in protecting children from
patently offensive material on the Internet, it also has a
compelling interest in protecting the First Amendment interests
of all Americans in using what has become an unparalleled
educational resource. Under Pacifica, the display provision is a
constitutional way to further those goals.

b. The district court concluded that Pacifica was
inapposite, because the danger of inadvertent exposure is not as
pronounced on the Internet as it is on broadcast stations. J.S.
App. 67a-68a. Pacifica, however, depended not on that one factor
alone, but on the overall seriousness and pervasiveness of the
problem, and the ineffectiveness of parental supervision as the
solution. Far more serious than the risk of inadvertent exposure
is that indecent material has the characteristics of an
attractive "nuisance," 438 U.S. at 750, which young children are
likely to affirmatively seek out. Because there is a much larger
quantity of indecent material on the Internet than on broadcast
stations, and because it is even more difficult to monitor what a
child views on the Internet than it is to monitor what he or she
watches and hears on broadcast stations, the overall problem of
childrens' unsupervised exposure to sexually explicit material is
much more serious on the Internet. The district court's effort
to distinguish Pacifica is therefore unpersuasive.

Appellees have suggested (ALA Resp. 11 n.8) that the scarcity of
broadcast spectrums justified the result in Pacifica. In
applying the Pacifica rationale to cable television, however, the
plurality in Denver Area squarely rejected that characterization
of Pacifica. The Denver Area plurality explained that Pacifica
rests on the effect of indecent programming on children, not on
program scarcity. 116 S. Ct. at 2388. Pacifica is therefore
directly applicable in the present context and fully supports the
constitutionality of the CDA's display provision.

2. This Court's zoning decisions also support the
constitutionality of the display provision. In effect, the
display provision operates as an adult "cyberzoning" restriction,
very much like the adult theater zoning ordinances upheld in
Renton and Young. Just as the cities of Detroit and Renton could
constitutionally require adult theaters to locate outside of
residential neighborhoods, see 475 U.S. at 46; 427 U.S. at 52, so
Congress could permissibly instruct providers of indecent
material on